FitAudit & Controls
CBG : Compliance Assurance & Risk Oversight Officer
Axis BankBank / NBFC
- Location
- Mumbai, Maharashtra
- Experience
- 8–12 yrs
- Type
- Full-time
- Work mode
- Not stated
- Qualification
- Not stated
- Salary
- Not disclosed by employer
This role owns the bank's compliance assurance across the department: keeping regulatory, internal and operational obligations implemented and evidenced, shaping responses to risk assessment and audit findings, and driving closure of open compliance, operational risk and audit issues.
About this role
CBG : Compliance Assurance & Risk Oversight Officer is a full-time Audit & Assurance role at Axis Bank, a bank / NBFC, based in Mumbai. The posting asks for 8–12 yrs of experience. FitRole found it on the employer's own careers site or job board and last confirmed it was live on 11 Nov 2026.
What you'll do
- Keep SOPs and regulatory, internal and operational guidelines current and effective, and make sure they are implemented on time.
What they ask for
- Graduation / Post Graduation from a recognized institute.
- Experience in Risk Management and/or Regulatory Compliance would be preferred
Full job description as posted
Experience: 8 - 12 Years
Key Responsibilities
1. Ensure adherence and timely implementation of regulatory / internal / operational guidelines, including reviewing of SOPs, to make them effective tool to ensure compliance
2. Ensure sustenance check of regulatory guidelines implemented, responses submitted under Risk Assessment Report (RAR) / Risk Mitigation Plan (RMP), Tranche III and any other critical areas identified by Compliance, Risk and Internal Audit Departments and improvement in Tranche III Score of the Department / Unit
3. Timely submission of responses to RAR / RMP / internal audit or testing reports and ensure quality and comprehensiveness of the responses to eliminate requirements of resubmission
4. Ensure comprehensiveness of PMC / CMC proposals (i.e. new products, processes) being placed for approval to PMC / CMC Committee by the Department / Unit
5. Timely closure of Compliance Issues in GCM / Operational Risk Issues / Internal Audit Issues, no legacy pendency and no persisting issues pendency for redressal for longer time
6. Drive initiatives and actionable under the framework of assessment of compliance culture & risk culture.
7. Report incident and operational errors, ensuring timely and comprehensive RCAs are done to avoid recurrence of observations
Qualifications
Optimal qualification for success on the job:
- Graduation / Post Graduation from a recognized institute.
- Experience in Risk Management and/or Regulatory Compliance would be preferred
Role Proficiencies:
For successful execution of the job, a candidate should possess the following:
- Strong communication (both verbal and written) and inter-personal skills
- Ability to engage and work with leaders at all levels, specifically with Assurance Functions (Operational Risk, Compliance and Internal Audit)
- Strong time management skills with the ability to handle pressure and meet strict deadlines
- Exceptional attention to detail is required for this role
Experience in areas of governance - related to regulatory matters and Board Committees would be a plus
How to apply
You apply on Axis Bank's own careers page. FitRole never forwards your CV and never asks for fees.
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